Complex$nalytic)unctions with1atural%oundary
ANDREI-FLORIN ALBIŞORU1, DORIN GHIŞA2
1Faculty of Mathematics and Computer Science, Babeş-Bolyai University, Cluj-Napoca, ROMANIA
2Department of Mathematics, Glendon College, York University, Toronto, CANADA
1a2
Abstract: The analytic functions with natural boundaries have been only occasionally mentioned in literature.
They were defined mainly by lacunary power series of Hadamard type, except for the modular function which
is the result of a laborious construction. The case of infinite Blaschke products which cannot be analytically
continued over the unit circle is also known, yet the authors have no knowledge about any study devoted to
these functions. The purpose of this article is to take a closer look upon these functions, to find new techniques
of generating them and to bring this topic into the mainstream study of analytic functions. A special attention is
devoted to the theory of Blaschke products, which is completed with new results related to their boundary behavior,
making possible the study of the Blaschke products with natural boundary. We apply to them the same method
of study as for ordinary infinite Blaschke products obtaining mirror functions with respect to the unit circle. The
working tool is that of the fundamental domains, which are easily revealed by the technique of continuation over
a curve, or lifting of a curve, having its origins in the differential geometry. Graphic illustrations contribute to a
better understanding of the theoretical endeavors.
Key-Words: Blaschke product, the permanence of functional equations, lacunary power series, natural boundary,
denseness theorems, Frostman condition.
Received: May 16, 2024. Revised: October 2, 2024. Accepted: October 23, 2024. Published: November 28, 2024.
1 Introduction
The modular function λ(τ), [1], has been obtained
starting with a domain 1bounded by the half-lines
τ=±1,τ0,
and the half-circles
τ±1
2=1
2,τ0.
By the Riemann mapping theorem, there is a unique
conformal mapping λ(τ)of the domain 1onto the
complex plane with a slit alongside the real axis from
−∞ to 1and from 1to +such that τ= 0,1,
is mapped onto λ= 1,,0.
By the Schwartz symmetry principle this mapping
can be extended analytically to the whole upper half
plane, first into symmetric domains 2and 3of
1with respect to the two half-lines by using the
functional equations
λ(τ+ 2) = λ(τ)
and then into symmetric domains 4and 5of 1
with respect to the two half-circles by using the
functional equation
λτ
12τ=λ(τ).
The new half-lines and half-circles obtained as
boundaries can be used to do analytic continuations of
λ(τ)into the symmetric domains with respect to them
and the process can be repeated indefinitely. Finally,
λ(τ)will be defined in the whole upper half-plane.
The real axis becomes a natural boundary of λ(τ),as
it can be seen in Fig. 1a. It can be easily seen that
g
λ(τ) = λ(τ),τ < 0,
is an analytic function defined in the lower half-plane
which has also as natural boundary the real axis. The
two functions are mirror images one of each other in
the sense that symmetric figures with respect to the
real axis are mapped by the corresponding functions
into symmetric figures with respect to the real axis, as
it can be seen in Fig. 2a and Fig. 2b.
Let us notice that the Möbius transformation
w=i(1 + z)
1z
maps conformally the unit disk onto the upper half-
plane, carrying the unit circle onto the real axis, hence
λ(w(z)),|z|<1,will have the natural boundary the
unit circle. This affirmation is illustrated in Fig. 1b.
The same function maps the exterior of the unit disk
onto the lower half-plane, hence λ(w(z)),|z|>1,
will have the same natural boundary, namely, |z|= 1.
Reciprocally, if the analytic function f(ζ)has the
unit circle as natural boundary, then the function
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(a) The fundamental
domains of the modular
function
(b) The natural
boundary of the
modular function can
be carried onto the unit
circle
Fig1: The modular function λ(τ)and the function
λ(i1+z
1z)have the natural boundaries the real axis and
respectively the unit circle
(a) Symmetric
triangles with respect
to the real axis
(b) Images of
triangles are
symmetric with
respect to the real
axis
Fig2: The images by λ(τ)and by λi1+z
1zof
symmetric figures with respect to the real axis are
symmetric with respect to the real axis
f(zi
z+i)has as natural boundary the real axis. A whole
class of infinite Blaschke products have the unit circle
as natural boundary. We will deal with them later,
after presenting some new results related to Blaschke
products.
2 A New Look on Blaschke Products
A Blaschke product is an expression of the form
B(z) =
m≤∞
Y
n=1
enzan
1anz,(1)
where
an=rnen,0rn<1, θnR.
When mis finite we have a finite Blaschke product
of degree m. By relation (2), the finite Blaschke
products of degree mare meromorphic functions
in Cwith the zeros anand the poles 1
an, n =
1,2, ..., m. Infinite products (1) may be convergent
or not. Blaschke proved that an infinite product (1) is
convergent in
D={z| |z|<1}
if and only if Σ
n=1(1 |an|)converges. This is
known as the Blaschke condition. It shows that for
a convergent Blaschke product the sequence (an)
cannot have any accumulation point in the disk |z|
<1and it should accumulate to points of the unit
circle fast enough, i.e., the sequence (1|an|)should
approach 0fast enough to ensure the convergence of
that series. When the Blaschke condition is fulfilled,
the product (1) converges absolutely in |z|<1
and uniformly on compact subsets of the unit disk,
[2], hence B(z)is an analytic function in D. By
definition, for |z|<1,
B(z) = lim
n→∞ Bn(z),
where
Bn(z) =
n
Y
k=1
ekzak
1akz.
One can easily check that,
Bn(z) = 1
Bn1
z.(2)
It is also known, [2], that
B(z) = B(z)
X
n=1
1 |an|2
(anz)(1 anz)(3)
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Let us notice that
1 |an|2= (1 |an|)(1 + |an|)2(1 |an|)
and for every δ > 0there is a finite number Ksuch
that
1 + |an|
|anz||1anz|< K if |zan|> δ,
hence the series (3) converges in the unit disk, except
at the points an.Yet,
B(an) = lim
zan
B(z)
zan
=1
1akanY
k=n
ekanak
1akan
,
which is a convergent product since Pk=n(1 |ak|)
converges. Thus, if B(z)satisfies the Blaschke
condition, then its derivative is given by (3) at every
point of the unit disk.
We notice that if B(ζ)exits for ζ=e, θ R,
then since
1 |an|2
(ane)(1 ane )=e 1 |an|2
|ane|2
we have
e
X
n=1
1 |an|2
(anζ)(1 anζ)<0,
hence B(ζ)= 0. Now we can formulate the
following proposition.
Proposition 1. For any Blaschke product B(z)
(finite or infinite), the equation B(z) = 1 has distinct
roots, all located on the unit circle, and B(z)has no
zero on the unit circle.
Indeed, every Blaschke factor
enzan
1anz
maps the unit disk onto itself, the unit circle onto
itself and the exterior of the unit disk onto itself, so
the Blaschke product (1) does the same. Thus the
solutions of the equation B(z) = 1 must be all located
on the unit circle. On the other hand since every
multiple zero of B(z)1is also a zero of B(z), [3],
and no zero of B(z)is located on the unit circle, no
zero of B(z)1can be multiple zero.
By a theorem of Frostman, [4], [5], if
X
n=1
1 |an|
|e an|<
(we will call this inequality the Frostman condition at
e), then B(z)has a radial limit at e.
Theorem 1. Suppose that ζ0D \E, where
Eis the set of cluster points of zeros of the infinite
Blaschke product B(z)and let
Bn(z) =
n
Y
k=1
ekzak
1akz.
Suppose that α < Arg(ζ0)< β and no point of E
belongs to the arc of the unit circle between e and
e.If B(z)satisfies the Frostman condition at e
and e, then limn→∞ Bn(ζ0)exists and we can set
B(ζ0) = lim
n→∞ Bn(ζ0).
Proof. We will use the Cauchy integral formula
for ζ0and the domain Dbounded by the rays
{z|Arg(z) = α}and {z|Arg(z) = β}
and the arcs of the circles centered at the origin and of
radius r < 1and 1
rbetween the two rays, such that no
zero of B(z)belongs to D. If γis the boundary of D
oriented counterclockwise, then for every nwe have:
Bn(ζ0) = 1
2πi Z
γ
Bn(ζ)
ζζ0
=1
2πi "1
r
Zr
Bn(ρe)e
ρe ζ0
+
β
Z
α
Bn(1
re)i
reidθ
1
re ζ0
+
r
Z1
r
Bn(ρe)e
ρe ζ0
+
α
Z
β
Bn(re)reidθ
re ζ0#.
(4)
By relation (2) we have
Bn1
re=1
Bn(re)
for αθβ, thus for θ=αand θ=β, after the
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change of variable ρ=1
twe get
1
r
Z
1
Bn(ρe)e
ρe ζ0
=
r
Z
1
Bn(1
te)e
t2dt
1
te ζ0
=
1
Zr
1
Bn(ρe )
e
ρ2
1
ρe ζ0
,
hence
1
r
Zr
Bn(ρe)e
ρe ζ0
=
1
Zr
Bn(ρe)e
ρe ζ0
+
1
Bn(ρe)
e
ρ2
1
ρe ζ0
dρ.
Also, for ρ=1
rwe have
β
Z
α
Bn(1
re)i
reidθ
1
re ζ0
=
β
Z
α
1
Bn(re )
i
re
1
re ζ0
and
Bn(ζ0) =
=1
2πi
1
Zr
Bn(ρe)e
ρe ζ0
+
1
Bn(ρe)
e
ρ2
1
ρe ζ0
1
2πi
1
Zr
Bn(ρe)e
ρe ζ0
+
1
Bn(ρe )
e
ρ2
1
ρe ζ0
+1
2πi
β
Z
α
1
Bn(re )
i
re
1
re ζ0
1
2πi
β
Z
α
Bn(re)reidθ
re ζ0
.
(5)
Since Bn(z)converges absolutely in |z|<1to
B(z),when taking the limit as n of Bn(ζ0),we
can switch the limit with the integral sign in (4). Also,
by the Frostman condition at e and e ,the integrals
from ρ=rto ρ= 1 of B(z)exist for z=ρe and
z=ρe.Then taking the limit as n in (4) we
obtain an expression for B(ζ0).Obviously, this is true
for any ζ=e, α θβ.
Corollary 1. Let Ethe cluster points of zeros
of the infinite Blaschke product B(z),be a set of
Lebesgue measure 0. Then |B(e )|= 1 at almost
every point of D \E.
Proof. Indeed, B(z)
Bn(z)being a subharmonic
function in D, [3] (page 248), we have
B(0)
Bn(0)1
2πZ
D\E
|B(e)|
|Bn(e)|
=1
2πZ
D\E
|B(e)|.
Letting n , we get
1
2πZ
D\E
|B(e)| = 1,
hence |B(e)|= 1 a.e. in D \E. In other words,
if Eis a set of Lebesgue measure 0,then B(z)maps
D \Eonto D.
Proposition 2. For a Blaschke product B(z)of
degree m, the equation B(z) = 1 has exactly m
distinct roots ζk, k = 1,2, ..., m all located on the unit
circle. They partition the unit circle into mJordan
arcs γksuch that, if we remove one end of each arc, it
is mapped by B(z)one to one onto the unit circle. In
other words, when ztravels once alongside the unit
circle , its image B(z)describes the unit circle m
times.
For any Blaschke product B(z)of degree m, the
equation B(z)=0has m1roots, counted
with multiplicities, in the unit disk and other m1
symmetric roots of these ones with respect to the unit
circle, [6], [7], [8]. There is no root of this equation
on the unit circle. When we perform simultaneous
continuations, [2], by B(z)over the real axis starting
from ζk, k = 1,2, ..., m we obtain mJordan arcs.
These arcs can only meet at the zeros of B(z),since
the points of intersection of these arcs are branch
points of B(z),[9], i.e., the zeros of B(z).
When they meet at some zeros of B(z),then
the values of B(z)at those zeros must be real.
Suppose these values are all real. Then these Jordan
arcs together with the symmetric ones with respect
to the unit circle divide the complex plane into m
fundamental domains of w=B(z). Otherwise, we
need another method to find fundamental domains
for B(z). Such a method has been described in the
literature. Namely, if bkare the zeros of B(z), we
connect the points B(bk)and the point w= 1 by a
non self-intersecting polygonal line Land we perform
simultaneous continuations above Lfrom the points
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ζk.This time, all the Jordan arcs we obtain in this way
meet at some points bkand every bkis an intersection
point of some of these arcs. Together with their
symmetric arcs with respect to the unit circle, they
bound mfundamental domains of B(z).
It can be easily checked that if B(z)is a finite
Blaschke product, for every zCwe have, [2],
B(z) = 1
B1
z(6)
For the infinite case, when the Blaschke condition
is fulfilled, we set
e
B(z) = 1
B1
z(7)
for |z|>1.
Theorem 2. Let Ebe the set of cluster points
of the zeros of the infinite Blaschke product B(z).If
D \Eincludes an arc of the unit circle, then the
function e
B(z)is a meromorphic continuation of B(z)
to C\E.
Proof. Indeed, for e D \Ewe have
e =1
e =1
e
and by Corollary 2, there is φRsuch that B(e) =
e,for almost every e D \E.
Then, for such e D \E, we have
e
B(e) = 1
B1
e =1
B(e)=1
e =e =B(e),
hence B(z)and e
B(z)coincide a.e. on D \E, and by
the permanence of functional equations, they coincide
everywhere on D\E, which means that indeed ˜
B(z)
is a meromorphic continuation of B(z). We keep the
notation B(z)for this function. It maps the unit disk
onto itself, the exterior of the unit disk onto itself and
D\Eonto D. Since the zeros and the poles of B(z)
are symmetric points with respect to the unit circle,
Eis also the set of accumulation points of the poles
of B(z),hence every point of Eis an essential non
isolated singular point for B(z).
We have studied previously the fact that in any
neighborhood of an isolated essential singular point
of an analytic function f(z)there are infinitely many
fundamental domains of f(z).This property should
be true also for the points of E. A proof of this
affirmation for the case where Eis a single point,
E={z0},can be found in [10]. It is based on the
fact that for every partial product Bn(z)of B(z)the
equation Bn(z)=1has exactly ndistinct solutions
ζn,k, k = 1,2, ..., n located all on the unit circle and
counted counterclockwise starting from z= 1.
Theorem 3. Let ζk=ekbe the roots of the
equation Bn(z) = 1, for k= 1,2, ..., n. If
ak+1 =rk+1ek+1
is a zero of Bk+1(z),and αk+1 =θj,for j=
1,2, ..., n, then the equations Bn(z)=1and
Bn+1(z) = 1 do not have any common root.
Proof: Indeed, for such a root ζwe would have
Bn+1(ζ) = Bn(ζ),
hence
en+1 ζan+1
1an+1ζ= 1,
or
en+1 ζrn+1 = 1 rn+1en+1 ζ,
thus
en+1 ζ(rn+1 + 1) = rn+1 + 1,
hence ζ=en+1 ,which has been excluded.
We conclude that for different values of n, we have
essentially different roots of the equation Bn(z) = 1
and the roots of all these equations form a discrete
set. As there are infinitely many such roots on the unit
circle for n= 1,2, ..., they have at least one cluster
point.
Theorem 4. Let B(z)be an infinite Blaschke
product satisfying the Blaschke condition and let
Bn(z)be partial products of B(z),n= 1,2, .... If
B(z)admits a meromorphic continuation to C\E,
then every solution of the equation B(z)=1is the
limit of some solutions of the equations Bn(z) = 1.
Proof. Let Pbe the set of the poles of B(z). Then,
by using relations (6) and (7), it can be easily seen
that Bn(z)converges uniformly on compact subsets
of C\(EP)to B(z). Let ζn,k, k = 1,2, ..., n, be
the solutions of the equation Bn(z) = 1 and let ζ0be
a solution of the equation B(z) = 1,hence
Bn(ζn,k) = 1 = B(ζ0) = lim
n→∞ Bn(ζ0).
This shows that there is no δ0>0such that
|Bn(ζ0)Bn(ζn,k)|> δ0for nbig enough,
thus there should be a sequence (ζn,kn)such that
limn→∞ ζn,kn=ζ0.
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Simultaneous continuations over some polygonal
lines through Bn(z)from ζn,k are Jordan arcs which
meet two by two into the zeros of B
n(z)and provide
a partition of the complex plane into nfundamental
domains n,k of Bn(z)which are mapped by Bn(z)
onto the whole complex plane with some slits
alongside these lines. When anare simple zeros
of B(z),hence of every Bn(z),the domains n,k
contain each one a unique zero ak.If akis a multiple
zero of order jof Bn(z),then the boundaries of j
fundamental domains will contain ak.
The infinite Blaschke product B(z)has a similar
property, if it admits a meromorphic continuation to
C\E. We have the following result.
Theorem 5. The roots of the equation B(z) =
1located in D \Eform a discrete set, having the
cluster points in E.
Proof. Indeed, C\Eis open and by the
permanence of functional equations, if those roots had
a cluster point in D \E, hence in C\E, then B(z)
would be identically equal to 1, which is not possible.
Therefore, the roots of B(z) = 1 can accumulate only
on E.
Let zn,k be the zeros B
n(z), k = 1,2, ..., n and let
z0be a zero of B(z).Since
lim
n→∞ Bn(z) = B(z)
uniformly on compact subsets of the unit disk, we
have limn→∞ B
n(z) = B(z),for every z,|z|<1,
hence
lim
n→∞ B
n(z0) = B(z0) = 0
=B
n(zn,k) = lim
n→∞ B
n(zn,k),
which implies, due to the continuity of B
n(z),that
there is a sequence (zn,kn)such that
lim
n→∞ zn,kn=z0.
As, for every n, B
n(z)has n1zeros counted
with multiplicities in the unit disk, B(z)must
have infinitely many zeros in the unit disk. They
form a discrete set, since otherwise B(z)would be
identically zero. We can connect the points B(zn),
where znare these zeros, with a non self-intersecting
polygonal line Lstarting from w= 1,like in the finite
case and then by simultaneous continuation from ζk
over L, where ζkare the zeros of B(z)1,obtain the
boundaries of the fundamental domains of B(z).This
is true for any infinite Blaschke product satisfying the
Blaschke condition and which admits a meromorphic
continuation to C\E.
Theorem 6. The fundamental domains of any
infinite Blaschke product which admits meromorphic
continuation to C\Eaccumulate to some points of E,
in the sense that every neighborhood of such a point
contains infinitely many such domains.
Proof. Indeed, these domains are disjoint
connected open sets. Every one of them has a part in
the unit disk and a symmetric part with respect to the
unit circle, outside the unit disk. Considering those
inside the unit disk, being infinitely many of them,
they should accumulate to some point in the closed
unit disk. This point cannot be in C\E, since in
every one of them, B(z)assumes a given value w0
and then, the points znwith B(zn) = w0would have
a cluster point in C\E, implying B(z)w0, which
is absurd.
Theorem 7. If Eis a discrete set, every point of
Eis a cluster point of zeros of B(z)1, hence it is an
accumulation point of fundamental domains of B(z).
Proof. Let ζ0E. Hence ζ0is an accumulation
point of zeros of B(z)and there is an open arc γof the
unit circle which contains ζ0and not other point of E.
Let (ank)be a sequence of zeros of B(z)convergent
to ζ0and let γnkbe the arcs obtained by continuation
by B(z)over the real axis starting from ank.These
arcs connect ankwith 1
ank
and are orthogonal to the
unit circle, since all have the same image, the real
axis, which is orthogonal to the image by B(z)of the
unit circle, i.e. to the unit circle.
Let us notice that for every ankthere is a
unique circle Cnkpassing through ankand 1
ank
and
orthogonal to the unit circle. The disk bounded by
this circle contains the arc γnksince its image by B(z)
contains the image of that arc. Since
lim
nk→∞ ank=ζ0=lim
nk→∞
1
ank
,
the circles Cnkwill contract to ζ0,and therefore will
intersect γ, thus the arcs γnkwill do the same. These
arcs intersect the unit circle at points ζnk,where
B(ζnk) = 1.These points must also accumulate to ζ0,
which proves the theorem.
As shown in [10], there are occurrences, not quite
unusual as it may seem, where Ecoincides with the
unit circle, in other words the unit circle is the natural
boundary of B(z).
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3 Blaschke Products with Natural
Boundary
We have studied in [10], the Blaschke product B(z)
with the zeros
an,k =11
3nei
2n1,(8)
for n= 1,2, ... and k= 1,2, ..., 2n.
Let us notice that
X
n=1
2n
X
k=1
(1 |an,k|) =
X
n=1 2
3n
= 2,
hence the Blaschke condition for B(z)is fulfilled.
We also notice that for every nthe zeros an,k are
located on a circle centered at the origin and of radius
rn= 1 1
3n.There are 2nsuch zeros equally
spaced. When n , these radii tend to 1and an,k
will reach almost every point of the unit circle. Thus
B(z)has as natural boundary the unit circle.
Obviously, there are infinitely many similar ways
to choose the zeros an,k such that the Blaschke
condition is fulfilled and (an,k)accumulates to every
point of the unit circle, hence there is an infinite
family of Blaschke products with natural boundary
the unit circle.
If we take a subproduct Bα,β (z)of B(z)obtained
by keeping only the zeros an,k located in a sector
E={z|z=ρe,0ρ < 1,0αθβ < 2π},
we get a similar Blaschke product having the arc E
as boundary, in the sense that for e E, there is no
limit ze from Bα,β (z).However, by Theorem
2, Bα,β(z)has an analytic continuation to C\E.
We can construct infinite Blaschke products
having the set Eof the essential singular points
any generalized Cantor subset, [11], of the unit
circle. Such a subset is obtained in the following
way. Suppose that an infinite sequence (αn),0<
αn<1is given. Let us remove from the interval
(0,2π)a closed interval I1,1of length α1.What
remains are two open intervals J1,1and J1,2of lengths
l1,1and l1,2Next, remove from each one of these
last intervals the closed intervals of length α2l1,1
and respectively α2l1,2.What remains are four open
intervals J2,1, J2,2, J2,3and J2,4of lengths equal
respectively to l2,1, l2,2, l2,3and l2,4.Now, we remove
from each one of these intervals a closed interval of
length equal respectively to α3l2,1, ..., α3l2,4and we
continue this process indefinitely.
To every interval Jn,k, k = 1,2, ..., 2n,
corresponds on the unit circle an arc
γn,k ={ζ=e |θJn,k}.
(a) Mirror images
with respect to the
unit circle
(b) The images by
B(z)and ˜
B(z)of
mirror images are
mirror images
Fig3: The images by B(z)and by B1
zof
symmetric figures with respect to the unit circle are
symmetric with respect to the unit circle
Let rn= 1 1
22nand let B(z)be the Blaschke
product with the zeros
an,k =rnen,k , αn,k γn,k.
Thus, every zero of B(z)belongs to some circle
centered at the origin and of radius rnand located in
the sector determined by γn.We have
X
n=1
2n
X
k=1
(1 |an,k|) =
X
n=1
2n
22n= 1,
hence the Blaschke condition for B(z)is fulfilled.
Continuation of B(z)can be performed in C\E,
where Eis a perfect set, [11], on the unit circle. We
obtain a meromorphic function in C\E, having the
zeros an,k and the poles 1/an,k.This is a function
which coincide with its mirror in the unit circle, in
the sense that it maps symmetric figures with respect
to the unit circle into symmetric figures with respect
to the unit circle.
Let us notice that Bzi
z+ihas the natural
boundary the real axis. Fig. 3a and Fig. 3b portray
mirror images of figures by B(z)and e
B(z).
4 Dirichlet Series with Natural
Boundaries
Ageneral Dirichlet series is an expression of the
form:
ζA,Λ(s) =
X
n=1
aneλns(9)
where A= (an)is an arbitrary sequence of complex
numbers, an= 0 infinitely many times and
Λ = {0 = λ1λ2...}
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is a non-decreasing sequence of non-negative real
numbers such that limn→∞ λn= +.
If λn=ln n, then eλns=1
nsand the series (9) is
an ordinary Dirichlet series. If λn=n1, we obtain
a power series in es.Reciprocally, any power series
f(z) =
X
n=0
(zz0)n(10)
can be converted into a Dirichlet series
g(s) =
X
n=0
anens (11)
by the substitution zz0=es.The Hadamard
formula 1
R=lim sup
n→∞
|an|1
n(12)
for the radius of convergence Rof the series (10)
implies that the series (11) converges for s > ln(1
R)
and it diverges for s < ln(1
R).A similar formula
to (12) is known for general Dirichlet series, [12],
namely, if (9) is not convergent for s= 0,then:
σc=lim sup
n→∞
ln
n
X
k=1
ak
1
λn
>0(13)
If (9) converges for s= 0,then
σc=lim sup
n→∞
1
λn+1
ln ζA,Λ(0)
n
X
k=1
ak<0(14)
The number σcis called the abscissa of convergence
of the Dirichlet series (9) since ζA,Λ(σ+it)converges
for σ > σcand it diverges for σ < σc.The function
ζA,Λ(s)is an analytic function in the half-plane s >
σc.To every series (9) a Dirichlet series ζA,eΛ(s)can
be associated, in which the sequence (λn)is replaced
by (eλn).It is known that if ζA,eΛ(s)has only isolated
singular points on the imaginary axis, then the series
(9) can be continued analytically to ameromorphic
function in the whole complex plane.Otherwise, the
line s=σcis the natural boundary of ζA,Λ(s).
Examples of Dirichlet series with natural boundaries
can be constructed by using power series with natural
boundaries as in the formula (11).
Theorem 8. To every power series (10) with
natural boundary having the radius of convergence R
corresponds a Dirichlet series (11) having as natural
boundary the line s=ln 1
R.
Proof. Indeed, the abscissa of convergence of the
series (11) is ln 1
R.Suppose that the series can be
Fig4: An illustration of the denseness theorem for
a Hadamard type of power series. This is the image
of the circle |z|= 0.9999.
continued analytically to some swith σ=s <
ln(1
R).Then f(z) = g(z0+es)is an analytic
continuation of f(z)to some z=z0+eσ+it where
eσ> R, which is absurd, since |zz0|=Ris the
natural boundary of the series (10).
Example. To the Hadamard series P
n=0 z2n
with the natural boundary the unit circle corresponds
the Dirichlet series P
n=0 e2nshaving the natural
boundary the imaginary axis.
Fig. 4 portrays the denseness property for this
Dirichlet series related to the line s= 0.001.
5 Denseness Theorems for Functions
with Natural Boundaries
Theorem 9. If f(z) = P
n=1 anznis a lacunary
series having as natural boundary the circle |z|=
r, then every neighborhood of a point z0=re,
where αR, contains infinitely many fundamental
domains of f(z).
Proof. Suppose that there is a neighborhood
Vof z0which contains only a finite number of
fundamental domains of f(z).Then some of these
domains must have a part of the boundary on the circle
|z|=r. Let be such a domain. The function f(z)
maps conformally the domain onto the complex
plane with a slit Lsuch that the boundary of is
carried by f(z)onto L. Then for every common point
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reit, t Rof and the circle |z|=rwe have that
limzreit f(z)exists and it belongs to L. Thus an arc
of the circle |z|=ris carried by f(z)into Land the
symmetry of f(z)with respect to this arc represents a
continuation of this function outside the disk |z|< r,
which contradicts the hypothesis that |z|=ris the
natural boundary of f(z)and the theorem is proved.
The prototype lacunary series is the Hadamard
series h(z) = Σ
n=1z2n.For any integer m > 2
the series Σ
n=1zmn,Σ
n=1zτ(n)mn,where τ(n)is a
positive arithmetic function, are also lacunary series.
We will call them lacunary series of Hadamard type.
Some other types of lacunary series are at hand, as for
example Σ
n=1anzmn,where
lim sup
n→∞
|an|1
mn=1
R= 1.
Besides the fact that all these series have the circle
|z|=Ras natural boundary, they enjoy many other
common properties. One of them is that expressed
by Theorem 9. Based on this theorem, we are now
able to say more about the fundamental domains of a
lacunary series f(z).
Theorem 10. Let f(z)be a lacunary series having
the natural boundary the circle |z|=R. Then f(z)
has infinitely many zeros accumulating to every point
of |z|=R. They are the knots of an infinite tree
graph with the lives forming a dense set on the circle
|z|=R. The branches of the tree bound domains
where f(z)is injective. If f(z)has real coefficients,
these zeros are two by two complex conjugate.
Proof: Indeed, since the boundary of every
fundamental domain contains at least one branch
point, where f(z)cancels, and by Theorem 9, there
are infinitely many fundamental domains, the number
of zeros znof f(z)must be infinite. They cannot
have any cluster point in the disk |z|< R, since
then, by the permanence of functional equations,
f(z)would be a constant, which is absurd. They
accumulate to every point of the circle |z|=R.
The tree graph is formed by connecting them with
segments of line such that no finite set of these
segments bound a domain. We include every zero
of f(z)in such a graph. The zeros of f(z)can
be counted following any counting algorithm of the
knots of a tree. For example, we designate one of
the knots as the root z0of the tree. Then we count
counterclockwise starting from positive real half-axis
the knots directly connected to z0.This is the first
layer of knots. Then we do the same with the knots
directly connected with the first layer knots, which
represent the second layer, and so on. The branches
of the graph end all in points of the circle |z|=R
such that every neighborhood of such a point contains
infinitely many lives, therefore these lives form a
dense set on the circle. Since there are no branch
points of the function between the branches of the
tree, the domains bounded by adjacent branches are
univalence domains of the function. They are not
necessarily fundamental domains.
If f(z)has real coefficients, then so does f(z). In
addition, f(z0) = 0 if and only if
f(z0) = f(z0) = 0.
Moreover, for any two zeros z1and z2of f(z),the
segment
z(t) = (1 t)z1+tz2,0t1,
is obviously the symmetric with respect to the real
axis of the segment
z(t) = (1 t)z1+tz2.
We can construct the tree graph such that its branches
are two by two symmetric with respect to the real axis.
Fig. 5 below exhibits such a graph for the Hadamard
series.
Let us notice that for the Hadamard series we have
h(z) = 1 + 2z+ 4z3+... and h(0) = 1.
Thus h(z)is injective in a small disk Dof radius r,
centered at the origin. Moreover, h(z)satisfies the
functional equation h(z) = h(z2) + z. This implies
that limx1h(x) = +.We also have that for zreal,
h(z)is real, which shows that the image by h(z)of the
interval [0,1) is the interval [0,+).The mapping
is one to one, since 0x1< x2implies h(x1)<
h(x2).
We can normalize every lacunary series such that
it satisfies this property. Suppose that f(z)is an
arbitrary lacunary series such that f(0) = 0 and
f(0) = 1,thus f(z)is injective in a small disk
of radius rcentered at the origin. For 0<x<
r, we must have f(x)<0,since otherwise the
injectiveness of f(z)in that disk would be violated.
Let x0be the smallest in absolute value negative
number such that f(x0)=0.Then f(x)is injective
in the interval (x0, R)and it maps this interval one to
one onto the interval (f(x0),+).The point x0is a
branch point for f(z)and we will designate it as the
root of the previously described tree.
Let us notice that the same functional equation
implies that limx→−1h(x) = +,hence there must
be a point x0,1< x0<0such that h(x0) =
0.The point x0is a branch point of h(z).On the
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other hand, a little computation shows that h(x)is
a strictly increasing function, hence x0is the only
branch point of h(z)on the real diameter of the
unit circle. Moreover, h(z)maps one to one the
interval (x0,1) and the interval (1, x0)onto the
interval (h(x0),+)and two Jordan arcs γ1and γ2
connecting x0with points ζ1and ζ2of the unit circle
onto (−∞, h(x0)).The arcs γ1and γ2are symmetric
with respect to the real axis.
The functional equation can be seen also as
h(z2) = h(z4) + z2,
hence
h(z) = h(z4) + z+z2,
and in general
h(z) = h(z2n) + z+z2+... +z2n1.
This last equation implies that
lim
r1hre2kπi
2n
=lim
r1hh(r2ne2i) + re 2kπi
2n+... +r2n1eii
=h(1) + e2i
2n+... +ei
=,
for k= 1,2, ..., 2n,which shows that for almost every
point ζon the unit circle we have limzζh(z) = ,
where ztends radially to ζ. The continuation over the
real axis from ζshows that the pre-image by h(z)
of the real axis has at least one component ending
in ζ. Actually, the pre-image of the real axis has
infinitely many components ending in ζsince, by the
Big Picard Theorem, in every neighborhood of ζthere
must be infinitely many points at which h(z)takes
the same real value. On some of these components
limzζh(z)is +and on others it is −∞.They are
all orthogonal curves to the pre-image of every circle
centered at the origin that they meet, and obviously,
to the unit circle. When a point moves on the pre-
image of a circle centered at the origin between two
consecutive components of the pre-image of the real
axis ending in the same point ζ, its image describes
half of that circle between points with the argument
kπ, k = 0,1,hence on adjacent components of the
pre-image of the real axis ending in ζthe limit +
and −∞ of h(z)when zζmust alternate.
To find the fundamental domains of h(z)we can
proceed in the following way. Consider the adjacent
component of the pre-image of the real axis to the
real diameter of the circle located in the upper half-
disk which ends in z= 1 and limz1h(z)=+
when zbelongs to that component. There is a point
w1on that component for which h(w1) = h(x0).
Let us do continuation by h(z)over the image of the
segment from x0to z1,where h(z1) = 0,starting
from w1.This is a Jordan arc connecting w1with
z1whose image by h(z)is the same as the image
of the segment from x0to z1.Let us denote by 1
the domain bounded by the two components of the
pre-image of the real axis, the respective segment
and this continuation arc. It can be easily seen
that 1is a fundamental domain of h(z),which
is mapped conformally by h(z)onto the complex
plane with a slit alongside the interval (h(x0),+)
of the real axis followed by a slit from h(x0)to
h(z1).The component of the pre-image of the interval
(−∞, h(x0)) included in 1has the ends in z= 1 and
z=w1,hence limz1h(z) = −∞,where zbelongs
to this component. The point w1is a branch point of
h(z)on which the two components of the pre-image
of the real axis intersect each other orthogonally. The
value of h(z)at this branch point is real. There
are infinitely many fundamental domains of h(z)in
the upper half disk accumulating to z= 1 having
the same image as 1,hence infinitely many branch
points of h(z)in which h(z)has the real value h(x0).
Let us deal now with the component of the pre-
image of the real axis adjacent to the real diameter
of the unit circle located in the upper half disk which
ends in z=1and such that limz→−1h(z)=+
when zbelongs to that component. There is a point
w2on that component such that h(w2) = h(x0).
Let us do continuation by h(z)over the image of
the segment from x0to z2,where h(z2)=0.We
obtain another Jordan arc connecting x0to w2such
that the image by h(z)of this arc is a slit from h(x0)
to h(z2)and the domain 2bounded this arc and
the two components of the pre-image of the real axis
is a fundamental domain of h(z)which is mapped
conformally by h(z)onto the complex plane with a
slit alongside the interval (h(x0),+)of the real
axis followed by a slit from h(x0)to h(z2).There are
infinitely many fundamental domains of h(z)in the
upper half disk accumulating to z=1having the
same image as 2,hence another infinity of branch
points of h(z)in which h(z)has the real value h(x0).
We denote by 3and 4the symmetric domains
of 2and 1with respect to the real axis. Obviously,
they are also fundamental domains of h(z).With the
second layer of knots, we define similarly a second
layer of fundamental domains, and so on.
A similar construction can be performed for any
normalized lacunary series f(z). When f(z)has non
real coefficients, there is no symmetry with respect
to the real axis, yet the other features are the same.
The geometry of conformal mapping by any lacunary
series is completed by the following two theorems.
Theorem 11. To every lacunary series f(z),
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Fig.5: An idea of infinite tree defining the
fundamental domains of h(z).
having the circle |z|=Ras natural boundary,
corresponds an analytic function g(z)which exists in
the exterior of the that circle, having the same natural
boundary and the zeros R2
an,where anare the zeros
of f(z).If the lacunary series has real coefficients
the symmetric with respect to the circle |z|=R
of the fundamental domains of f(z)are fundamental
domains of g(z).
Proof. Indeed, the function g(z) = fR2
zfor
|z|> R satisfies all these properties. It exists
obviously only for |z|> R, since only there we have
R2
z< R, where fR2
zexists. Moreover, f(an) =
0if and only if gR2
an=f(an) = 0.That g(z)is an
analytic function appears clearly when we replace z
by 1
zin the series of f(z)and then conjugate every
term. We obtain a Laurent series which converges
uniformly on compact subsets of |z|> R, and
therefore it is an analytic function. Moreover, the
transformation zR2
zcarries the tree defining the
fundamental domains of f(z)into a tree included in
{z| |z|> R}. The arcs of the two trees are symmetric
with respect to the circle |z|=R, therefore they
bound symmetric fundamental domains.
We notice that for |z|> R we have |g(z)|< R
and limz→∞ g(z) = 0.Also gR2
x0=f(x0)and if
f(x0) = 0,then gR2
x0= 0,hence the root of the
tree defined by g(z)is R2
x0,where x0is the root of the
Fig.6: Illustration of the density property for the
Dirichlet function ψ(s) = Σ
n=0e2nsof the line s=
0.001 + it,100 t100
tree defined by f(z).
Let f(z) = Σ
n=1anzλnbe a lacunary series
having the radius of convergence Rand the natural
boundary the circle |z|=Rand let us define the
Dirichlet series ψ(s) = Σ
n=1aneλnsobtained
from f(z)by the substitution z=es.Then ψ(s)
converges for
|es|=|eσit|=eσ< R,
i.e. for σ > ln 1
Rand diverges for σ < ln 1
R.
Moreover, the convergence line s=ln 1
R+it is
the natural boundary of ψ(s).For the Hadamard type
of series f(z),we have R= 1 and therefore the
natural boundary of the corresponding Dirichlet series
ψ(s)is the imaginary axis. For h(z)=Σ
n=0z2n,
we have ψ(s)=Σ
n=0e2ns, for which the abscissa
of convergence is σc= 0.Fig. 6 illustrates the
denseness property of the image by ψ(s)of the line
s= 0.001 + it.
Theorem 12 (Denseness Theorem). Let w=
f(z)be an analytic function with the natural boundary
|z|=rand let (wm)be a sequence of points spread
throughout the plane such that two neighboring points
are at a distance less than ϵone of each other for a
given arbitrarily small ϵ. Then for every m0there is
ρ, 0< ρ < r such that the image by f(z)of the circle
Cρ:|z|=ρpasses at the distance less than ϵof every
wmfor mm0.
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Fig.7: An illustration of the denseness property for
a Blaschke product with natural boundary. This is the
image of the circle |z|= 0.9999 by B(z).
Proof. We give a constructive proof accompanied
by the illustration Fig. 4 of the case when f(z)is the
Hadamard function and Fig. 7 of the case when f(z)
is a Blaschke product B(z)given by relation (1) with
zeros given by relation (8).
Suppose that a mesh obtained by drawing vertical
and horizontal lines with distance equal to ϵ
3between
adjacent lines is given. The coordinate axes are
supposed to belong to this mesh. Let us denote by
Dmthe eyes of the mesh counted following a spiral
starting from the origin. They are open connected
sets. We can suppose, with no restriction, that wm
Dm.Obviously, the distance between neighboring
wmis less then ϵ.
The pre-images of Dmby f(z)is formed by
domains n,m,one in every fundamental domain n
of f(z).By Theorem 5, the domains naccumulate
to every point of the circle |z|=rand, obviously,
so do the domains n,m.Since f(z)is injective in a
neighborhood of the origin, for small values of ρthe
circle Cρhas the image only in the first four domains
Dm.When ρincreases past of the second knot of
the tree Cρwill intersect a new fundamental domain
2,hence 2,1, ..., 2,4and in 1new domains
1,5, .., 1,16.Thus the image of Cρwill pas through
D1, D2, ..., D16.Continuing this way, we reach Dm0
and the image of Cρpasses through every Dm, m
m0.Obviously, it is at a distance less than ϵof every
wm, m m0.
6 Conclusions
The analytic functions with natural boundaries have
been treated up to now as some pathological cases.
No detailed study has been devoted to such functions.
The purpose of this article was to highlight the fact
that these functions are not so unusual as it may seem
and they deserve a better place in the mainstream
study of complex analytic functions. Moreover,
they possess a remarkable property, which is that
of denseness of the image of a line close enough to
the natural boundary. This simulates chaos behavior
in a context different of that which has been well
studied in the literature. We are hinting to a possible
application in quantum physics.
Acknowledgment:
It is an optional section where the authors may write
a short text on what should be acknowledged
regarding their manuscript.
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[9] Ahlfors, L.V. and Sario, L., Riemann Surfaces,
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