The NR also specifies several reference signals
used by the physical layer for synchronization,
channel quality measurement, and channel
estimation. Some of them are closely related to the
physical channels. The physical signals can be
classified as broadcast signals (synchronization
signals (SS), demodulation reference signals for the
broadcast physical channel, CSI reference signals,
phase tracking reference signals), demodulation
reference signals associated with physical channels,
namely PUSCH, PUCCH, PDSCH and PDCCH,
and uplink system reference signals, namely
sounding reference signal and uplink phase tracking
reference signals.
There are two synchronization signals, a primary
and a secondary. The primary synchronization
signal occupies 127 subcarriers in the first symbol
of the frame, while the secondary synchronization
signal is transmitted in 127 subcarriers in the third
symbol. The 2nd and 4th symbols of the frame and
the unoccupied subcarriers in the 3rd symbol are
assigned to the physical broadcast channel. BPSK
modulation is used for the synchronization symbols.
In addition to synchronizing the UE with the base
station, PSS and SSS are also used to identify the
physical cell identity (PCI), to perform RSRP,
RSRQ, and SNIR measurements, and as an
additional demodulation reference signal for the
PBCH. The bandwidth occupied for the SS depends
on the subcarrier spacing and therefore varies
between 3.6 MHz and 57.6 MHz. The SS can be
applied for an initial CSI estimate in NR.
The demodulation reference signal (DMRS) for
PBCH is inserted into the resource blocks to support
the decoding of the information transmitted in the
PBCH. The PBCH is transmitted in the 48 RBs in
the synchronization signal/PBCH block. 3 DMRS
signals are inserted in each resource block, so there
are 3*48 = 144 reference signals. The DMRS
symbols are generated with a pseudo-noise
generator whose seed depends on PCI. The DMRS
is QPSK modulated and occupies a bandwidth
between 3.6 MHz and 57.6 MHz
The CSI reference signal (CSI-RS) is not a new
concept in NR, it has already been used in LTE but
is more flexible in NR. The transmission of CSI-RS
is limited to the entire bandwidth of the NR, but not
only to the transmissions in the part of the spectrum
where the data is transmitted. The gNode B is now
aware of the CSI for the complete NR bandwidth. In
the frequency domain, the CSI-RS can be
transmitted in all resource blocks or every two
resource blocks. In the time domain, CSI-RS
transmission can be periodic, aperiodic, and semi-
persistent. The periodic CSI-RS can be transmitted
in the Nth time slot, where N is between 4 and 640.
Semi-persistent transmission is similar to periodic
transmission, but transmission can be temporarily
turned off. In aperiodic mode, transmission is on
request from the upper layers. The CSI-RS
transmission can be non-zero power or zero power.
Transmission with zero power is announced by
gNode B to UE, i.e., no signal is transmitted at the
specified RB. Consequently, UE can estimate the
noise and interference power. The nonzero
transmission is mainly used to estimate the channel
characteristics. The NR supports the CSI estimation
in the whole NR band, even if there is no data
transmission.
A tracking reference signal (TRS) is a downlink
synchronization signal used by the UE to track time
and frequency variations of the carrier frequency
and frame timing of BS. The synchronization signal
allows course tracking and synchronization, while
the tracking reference signal allows high-precision
synchronization and tracking. The tracking
reference signal is a CSI-RS with special
parameters. The assignment of the resource block to
TRS RS depends on the configuration of TRS.
The phase tracking reference signal is inserted
into RB to cope with phase noise, which is an
important degradation at higher frequencies. It can
be applied for CSI estimation only at higher
frequency bands.
Demodulation Reference Signal (DMRS) for the
physical downlink control channel is inserted into
the physical downlink control channel to estimate
the propagation channel characteristics of the
PDCCH. The DMRS occupies 25% of the resource
blocks allocated to the PDCCH, i.e., every fourth
subcarrier in the symbol is allocated to the DMRS.
The allocation of the DMRS is fixed and does not
depend on other network planning parameters.
DMRS for the physical downlink shared channel
is always associated with PDSCH. They are used to
assist in the demodulation of PDSCH symbols. The
resource elements assigned to DMRS are flexible
and can be controlled by a set of parameters, which
control the number of DMRS in a frequency and
time domain. The parameters are determined based
on the frequency and time of the channel. The CSI
estimation of DMRS is limited to the RB bandwidth
The NR uses multiple uplink reference signals to
assist the BS in signal demodulation, channel
WSEAS TRANSACTIONS on COMMUNICATIONS
DOI: 10.37394/23204.2022.21.30
Tomaž Javornik, Andrej Hrovat, Aleš Švigelj